If you’re thinking about moving forward in your career, then join Barclays. You will work as the face of the company as you work with customers to ensure complete customer satisfaction.
Prime Compliance advisory team provides advice and Compliance support to the Prime and PDS (Futures execution and clearing) businesses, delivering a best in class partnership and forming part of a robust Compliance second line of defence.
As a member of a team of four, you will provide day-to-day compliance support to the Prime businesses as a trusted partner providing best in class regulatory advice and guidance and forming part of a robust Compliance second line of defence.
There will be a particular focus on the Prime and PDS business in UK and Europe, including Trading, Sales and Clearing.
You will be expected to be accountable for your own book of work, taking ownership of issues and responsibility for seeing matters through to delivery, with the ability to work independently or with support from team members, whilst seeking relevant input from senior partners across all relevant infrastructure and business areas to achieve innovative solutions and/or timely and high quality advice
• Driving transmission of Compliance policy, procedures and practice into the business and supporting development by businesses of effective control frameworks and a strong compliance culture, particularly for administration of proprietary strategy indices and asset management.
• Executing projects, utilising analytical skills relating to the control environment to deliver results to senior Compliance and business management.
• Informing business of applicable Compliance initiatives, regulatory requirements and rule changes, consultation and implementation, taking a proactive lead in internal discussions to determine Barclays view and implementation. This will involve, for example, independent technical analysis of regulatory developments and impact, in collaboration with Compliance colleagues and business partners, and assisting delivery of best in class solutions.
• Assisting or leading development and delivery of bespoke Compliance training, including identifying requirements, which may arise from, for example, a control gap being identified, changing regulation/exchange rules or other issues or lessons learned.
• Involvement in relevant business projects with regulatory implications, aiming to achieve forward-thinking solutions to changing regulatory requirements such as MiFID II. This will include keeping Compliance management and other stakeholders informed and collaborating with other infrastructure functions such as Legal, Risk, IT and Operations.
• Real-time and responsive advice to the business and other infrastructure functions on matters arising day-to-day, for example: trading queries relating to market impact, exchange rules, trade amendments or trade reporting, potential conflicts of interest, review of marketing materials, responding to exchange queries (such as real-time trading behaviour or trade reporting), wall crossing requests, non-market price transactions, client complaints, representation of Prime Compliance in governance forums, preparing briefings for senior business and Compliance managers, escalating competition law concerns and potential breaches of law, regulation or internal policy.
• Prime and/or Future execution and clearing knowledge
• Compliance experience
• Experience of working in a fast paced environment
• Self-starter who can work individually aswell as part of a team
• Experience of working in an advisory environment
• Strong commercial awareness
• Excellent stakeholder management skills
In the heart of Canary Wharf, our headquarters at Churchill Place boasts onsite amenities such as; a gym, staff restaurant and deli bar, and is easily accessible by tube and bus links. With a population of around 5000 staff the atmosphere is second to none with a real buzz being created around the offices within
Interested and want to know more about Barclays? Visit for more details.
Everything we do is shaped by the five values of Respect, Integrity, Service, Excellence and Stewardship. Our values inform the foundations of our relationships with customers and clients, but they also shape how we measure and reward the performance of our colleagues. Simply put, success is not just about what you achieve, but about how you achieve it.
We aim to foster a culture where individuals of all backgrounds feel confident in bringing their whole selves to work, feel included and their talents are nurtured, empowering them to contribute fully to our vision and goals.
Our customers are unique. The same goes for our colleagues. That's why at Barclays we offer a range of benefits, allowing every colleague to choose the best options for their personal circumstances. These include a competitive salary and pension, health care and all the tools, technology and support to help you become the very best you can be. We are proud of our dynamic working options for colleagues. If you have a need for flexibility, then please discuss this with us.
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