Work as a Compliance Manager in Norwich
The main tasks of the Compliance Manager roles include:
Monitor compliance with laws, regulations and internal policies and procedures
Investigate irregularities and non-compliance issues. Identify potential regulatory risks, determining their likelihood and consequences in order to advise and assist the business to make informed decisions
Report to business functions on current risk and compliance performance
Ensure that findings are recorded and followed up with Management so that issues are rectified
Contribute to robust and effective compliance controls and collaborate with other departments to create a culture of Compliance
Assist in the gathering of information for regulatory requests and/or business partner requests
Assist in the preparation and co-ordination of on-site audits
Prepare and deliver compliance reports for Senior Management and Directors
Assist with the day-to-day management of general compliance tasks including maintaining compliance registers, monitoring the compliance log and submitting regulatory returns
Dealing with complaints and maintaining the complaints log
Handling Data Protection issues; e.g. breaches and subject access requests
Develop and update compliance policy documents
Assist with the production and development of improved Management Information
To be successful as Compliance manger you will demonstrate:
Compliance experience within the Insurance sector.
Critical problem solver ability.
Ability to analyse and interpret information.
Excellent verbal and written communication and the ability to challenge at all levels.
Confidence to own and manage tasks without supervision.
Ability to build relationships with other Business Units.
Strong report writing and presentation skills.
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