40 hours per week
Between £18,000 and £20,000 Per Year
What are you going to do:
RESPONSIBILITIES –
You will learn and assist the Compliance Manager to –
- Complete the On-boarding process for Brokers external client requests and complete external client reviews, this includes-
- Performing customer due diligence (KYC) and the checking of corporate companies, partnerships and individuals.
- Initiate and Execute Give-up Agreements (via the DOCS system) and other relevant Counterparty documentation.
- Maintenance of internal databases and customer files
- Complete the on-boarding of new Brokers to the company –
- Includes individual KYC & verifying documents
- applying for DBS checks
- using the FCA ONA system to process individual FCA applications
- Undertake and issue staff training
- Assisting with the on-going Compliance Monitoring Programme and keeping abreast of regulatory developments where necessary
- Reviewing policies, manuals and keeping all records up-to-date and in-line with regulatory rules and guidance
- Other responsibilities and ad hoc projects as reasonably advised from time to time
What we offer:
- The company will obtain CISI membership for the Intern with the study package and exam for the UK Financial Regulations (to study and pass within the years placement)
- You will gain exposure to ever changing compliance requirements, therefore upskilling knowledge and experience on a regular basis to help in the progression of your career
What we ask:
EXPERIENCE & TECHNICAL SKILLS
Experience or exposure of working in a legal, technical and/or regulatory frameworkGood Microsoft Word & Excel skillsCAPABILITIES
Good verbal and written communication skillsA highly organised individual able to prioritise workload as requiredAbility to multi-task, be self-motivated and have good attention to detailAble to work within a team and take directionGood time management skills
Apply
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Extra information
This Internship is for 1 year starting ASAP
- Status
- Closed
- Education Level
- College, Secondary School, University
- Location
- London
- Working hours per week
- 40
- Type of Contract
- Internships, Placements
- Salary indication
-
Between £18,000 and £20,000 Per Year
- Responsible for
- Compliance
- Profession type
- Legal
- Full UK/EU driving license preferred
- No
- Car Preferred
- No
- Must be eligible to work in the EU
- Yes
- Cover Letter Required
- No
- Languages
- English
London | Legal Jobs | Internships | Placements | College | Secondary School | University
