Trainee Regulatory Interaction Officer in England

Job description

The Role

You'll join the Compliance Function's Business Support Team, acting as a key link between compliance and the wider business. This team helps maintain and develop second-line systems, controls, policies, and procedures relating to Financial Crime, Sanctions, and Data Protection, ensuring the business meets regulatory requirements.

This is an entry-level position designed for someone eager to learn and build a career in compliance. You'll receive full training and work closely with experienced Compliance Managers, supporting projects and day-to-day activities that help protect the business and its clients.

What You'll Be Doing

• Support the Compliance Business Support Team in delivering its annual plan and objectives

• Assist with research and projects to improve compliance controls and processes

• Help review and approve financial promotions and marketing materials

• Provide support on data protection queries, including client communications and marketing

• Assist with risk assessments for new third-party arrangements and introducers

• Help monitor and maintain compliance systems and controls for Financial Crime, Sanctions, and Data Protection

• Contribute to preparing management information and compliance reports

• Support the team in responding to queries from business units and escalating where needed

• Assist with thematic reviews and monitoring activities alongside other compliance teams

• Participate in projects and initiatives to ensure compliance requirements are met

Who We're Looking For

• Strong interest in financial services and compliance

• Excellent attention to detail and willingness to learn

• Good communication skills, both written and verbal

• Ability to work collaboratively as part of a team

• Proactive and enthusiastic approach to problem-solving

• Comfortable working with data and learning new systems

• Ability to manage multiple tasks and prioritise effectively

• Professional and positive attitude

• Curious mindset with a desire to understand regulatory requirements

• Flexible and adaptable to change

Qualifications

• No specific experience required - full training will be provided

• Educated to A-level or equivalent (degree desirable but not essential)

• Interest in compliance, regulation, or financial services is advantageous

Extra information

Status

Closed

Education Level

Secondary School

Location

England

Type of Contract

Casual / Part Time Jobs

Full UK/EU driving license preferred

No

Car Preferred

No

Must be eligible to work in the EU

No

Cover Letter Required

No

Languages

English