Compliance Officer
Optimise by Recruitment is looking for an Compliance Officer in Wath Upon Dearne
Job description
Our client is a high-growth, award-winning consumer finance lender that’s scaling fast, breaking records monthly, and building a reputation for doing things the right way. They partner with a large network of national suppliers and are known for their human approach, strong culture, and serious growth trajectory.
As the business expands, they’re creating a brand-new role to strengthen regulatory controls and support their next phase of growth. This is FCA regulatory oversight of introduces and brokers.
The Role
- Lead risk-based reviews and audits of suppliers, introduces and principal brokers
- Verify FCA permissions, training, scripts, policies and customer-facing processes
- Review call recordings and advertising to ensure compliant introductions
- Monitor financial stability via CreditSafe, complaints and conduct data
- Support supplier on-boarding with second-line checks
- Produce clear reporting for governance forums and senior stakeholders
- Build strong relationships while confidently challenging when needed
About You
- Background in financial services compliance, risk, audit or oversight
- Strong working knowledge of FCA regulation
- Comfortable analysing financial information and conduct risks
- Confident communicator who can influence senior stakeholders
- Proactive, detail-driven, and able to work independently
Why Join?
- Be part of a genuinely people-focused, fast-scaling lender
- Join a business that’s hitting milestone after milestone and investing heavily in its future
- Shape and own a brand-new oversight function
- Real long-term progression as the supplier network and the oversight team grows
- £30–35k salary + discretionary bonus, pension, on-site parking
Apply Now
If you want to make your mark in a high-growth, values-driven finance business while owning a critical regulatory role, we’d love to hear from you.
Extra information
- Status
- Closed
- Education Level
- Secondary School
- Location
- Wath Upon Dearne
- Type of Contract
- Casual / Part Time Jobs
- Profession type
- Accountancy
- Full UK/EU driving license preferred
- No
- Car Preferred
- No
- Must be eligible to work in the EU
- No
- Cover Letter Required
- No
- Languages
- English
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