Compliance Advisor in London Area

Job description

Compliance Advisory - Mat Cover (12 months)

Investment Banking

London, UK

We are seeking an experienced Compliance Advisory professional to join a leading Investment Banking Compliance team, focusing on Private Side.

The successful candidate will play a critical role in advising the business on regulatory and compliance matters, helping to ensure that all activities are conducted in line with applicable laws, regulations, and internal policies.

Key Responsibilities

• Act as the primary Compliance Advisor to the private side (including ECM, DCM, Leveraged Finance, Fixed Income etc.)
• Provide real-time, deal-specific compliance guidance to bankers and syndicate personnel throughout the transaction lifecycle
• Advise on regulatory obligations including MAR, UKLA/ESMA requirements, FCA/PRA/SEC rules, and internal policies (e.g., Information Barriers, conflicts management, wall-crossing protocols)
• Review deal documentation for compliance risks and ensure proper disclosures, record keeping, and escalation processes are followed
• Maintain and enhance policies, procedures, and training related to DCM activities

Required Skills & Experience

• Relevant compliance advisory experience within private side at a renowned investment bank.
• Deep knowledge of DCM products, transaction structures, and relevant regulatory frameworks (e.g., MAR, MiFID II, UK Listing Rules, SEC/FINRA rules if cross-border)
• Experience advising on conflicts management, inside information handling, and wall-crossing protocols
• Legal, compliance, or regulatory background preferred (law degree, regulatory body experience, etc.)
• Degree in Law, Finance, Business, or related discipline

Why Join?

• Work at the heart of a global investment bank with a strong reputation in Capital Markets
• Be part of high-profile DCM and M&A transactions that shape the industry
• Collaborate with some of the brightest minds in banking
• Enjoy a supportive, inclusive, and high-performance culture

If this sounds like you, please click apply or send your CV to sam.vale@blackswangroup.com

Extra information

Status

Closed

Education Level

Secondary School

Location

London Area

Type of Contract

Casual / Part Time Jobs

Profession type

Accountancy

Full UK/EU driving license preferred

No

Car Preferred

No

Must be eligible to work in the EU

No

Cover Letter Required

No

Languages

English