Client File Reviewer , CDD Analyst , AML , Wealth Management , 8M FTC

Job description

The Company

An established and widely known Wealth Management firm servicing Investment Management needs to High-Net-Worth Clients.

The Role

This role is a 8 month FTC

This a great opportunity to join a widely known Wealth Management firm. The successful candidate is to ensure that the business has a comprehensive understanding of each client and the AML risk which they pose to the Wealth Management business.

The Client File Reviewer/Client Due Diligence Analyst will confidently re-risk the client relationship using the AML risk rating tool, as well as focusing on the review of client files.

The Client File Reviewer/Client Due Diligence Analyst is to undertake a Client Due Diligence completeness check/data gap analysis checking that Client Due Diligence is appropriate for the level of risk which the client poses to the Wealth Management company -ensuring it is complete and up to date and that Source of Wealth and Source of Funds information is complete.

The Client File Reviewer/Client Due Diligence Analyst will collect missing information and chase any requested information by confidently communicating with clients.

The Client File Reviewer/Client Due Diligence Analyst is to undertake a review of the activity on the account, making sure it is always keeping within expectations. As well as ensuring that the account structure is correctly documented and that all parties are stored in Avaloq, to be included in the overnight screening.

The Candidate

1-3 years experience in a similar Client File Review / Client Due Diligence role within a Wealth Management or Investment Management company.

High level of accuracy/attention to detail – quality output

Excellent understanding of relevant Compliance and awareness of regulations (to be developed in the role) escalating areas of concern or issue in a timely manner.

Proficient in Word, Excel and Outlook

Knowledge of the Avaloq system - useful

Effective communicator, with good communication skills

Extra information

Status

Open

Education Level

Secondary School

Location

London Area

Type of Contract

Full Time Jobs

Published at

23-04-2026

Profession type

Accountancy

Full UK/EU driving license preferred

No

Car Preferred

No

Must be eligible to work in the EU

No

Cover Letter Required

No

Languages

English