Job description
A premier global law firm is seeking a Financial Services Regulatory Paralegal to join its top-tier Financial Services Regulatory practice, supporting partners and associates on regulatory matters affecting banks, broker-dealers, investment advisers, and other financial institutions.
Key Responsibilities
- Support regulatory filings, licensing applications, and registrations (SEC, FINRA, Federal Reserve, OCC, FDIC, state regulators)
- Assist with regulatory examinations, inquiries, and enforcement matters, including document review and production
- Research regulatory requirements and track developments in financial services law
- Maintain compliance calendars and filing deadlines
- Draft correspondence, memoranda, and client-ready summaries
- Manage documents/data via e-discovery and document management platforms
Qualifications
- Minimum 6 months of financial services regulatory experience, in private practice or in-house - required
- Bachelor's degree required; paralegal certificate preferred
- Familiarity with key regulators (SEC, FINRA, Federal Reserve, OCC, CFPB) preferred
- Strong research, writing, and organizational skills
- Ability to manage deadlines independently in a fast-paced environment
- High discretion with confidential information
Extra information
- Status
- Open
- Education Level
- Secondary School
- Location
- London Area
- Type of Contract
- Full Time Jobs
- Published at
- 04-09-2026
- Full UK/EU driving license preferred
- No
- Car Preferred
- No
- Must be eligible to work in the EU
- No
- Cover Letter Required
- No
- Languages
- English
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